Compliance analyst

Location: Miami, Florida
Posted On: 7/14/2017
Job Code: 5540_Miami
Job Description
• Responsible to pre-fill the KYC profiles based on the documentation/information provided by the RM,
• Remediating client record execution errors • Reviewing and communicating with the RM/Maker throughout the submission process, including working with the RM/Maker if any portion of the KYC Profile is incomplete or rejected.
• The KYC Maker is also responsible for remediating any valid errors and/or observations identified during Quality Reviews of their cases and following the appropriate dispute process for any disputed errors and participate in any corrective action that requires their engagement.
• Escalating any potential or material AML or Sanctions risks discovered during on-boarding or maintenance of KYC Profiles to the RM, BUCO and/or ACRM.
• Provide constructive guidance to the Financial Professional to successfully apply the IPB U.S. AML Procedures during completion of KYC activities.
• Manage interaction with Financial Professionals and other staff members, as needed, in support of AML/KYC activities, maintaining a high level internal client service experience.
• Comply with service level standards to complete KYC activities and address rejections made by Checkers.
• Complete all required trainings pertaining to the function on a timely manner.
Category:Non-IT  code:new
Job Requirements
• Minimum 3-5 years of Business experience in the Consumer and Commercial Banking industry and experience within a medium/large financial organization, including knowledge of banking products and different types of transactions.
• Understanding of the interdependencies of roles within KYC process and requirements for KYC Record successful completion across relevant client types.
• Experience with regulatory compliance, AML transaction/risk monitoring tools, and solving AML related issues.
• Bilingual – English and Spanish •

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Contact Details
Surabhi Sukhija