Financial Analyst

Location: Miami, Florida
Posted On: 7/5/2017
Job Code: CompA.MFL
Job Description
Job Title: Compliance Analyst
Location: Miami Florida USA 33178
Duration: 3+ months with strong possible of extension

Position Summary: The KYC Maker position is responsible to provide end-to-end support to Relationship Managers (RMs) to meet Anti-Money Laundering /Know Your Customer (AML/KYC) requirements for New Client’s Due Diligence (Customer Profiling) at Onboarding and at Periodic Reviews.

This position must properly respond to requests for Customer’s Risk Profile updates in a timely manner and according to current AML/KYC/CIP policies and processes. This position will under no circumstances assist clients directly.

Representative Responsibilities:
• Responsible for making necessary updates to the Customer Risk Framework (CRF) and Anticipated Account Monitoring (AAM) (KYC) in preparation for the Periodic Review, based on information received from the RM, as well as address any validation errors surrounding the Periodic Review including but not limited to TTM (Transaction) Breaks, AAMs (Anticipated Account Monitoring), EDD (Enhanced Due Diligence), CSS (Client Screening), Client Country Officer No Objections and notify the RM once the Periodic Review is ready to be submitted.
• Perform client screenings (Sanctions, Negative News, OFAC, Reputational Risk, etc.)
• Manage interaction with Relationship Manager (RM) and other staff members, as needed, in support of AML/KYC activities
• Obtain necessary KYC documentation and clarifications from the RMs
• Provide fluent story relating customer source of wealth, source of funds, activity, and all other relevant information included in the system.
• Interpret client information in order to identify instances requiring escalation or needing further investigation/due diligence
• Review rejections made by Checkers and respond with information required within the expected timeframes
Category:Non-IT  code:new
Job Requirements
• Prior work experience in a financial services institution including knowledge of banking products and different types of transactions with job specific work experience in Anti-Money Laundering /Know Your Customer (AML/KYC)
• Knowledgeable of the laws applicable to money laundering, including the Bank Secrecy Act, The USA PATRIOT Act, US Treasury AML guidelines, OFAC requirements
• 4-Year College Degree or equivalent experience
• 5+ years’ experience in reviewing and approving Know-Your-Customer files for complex banking products
• 5+ years’ experience in regulatory compliance, AML transaction/risk monitoring tools, and solving AML related issues
• Strong writing, analytical, and communication skills, and must be able to multi-task and complete projects on time
• Should be a self-starter and organized, and must have the ability to work independently, without supervision.
• Excellent attention to detail, follow-up skills and strong research skills
• Advanced skills in the use of MS Word, Excel, PowerPoint, Outlook, experience with the Internet and on-line research systems
• Bilingual – English/Spanish or English/Portuguese or English/Chinese or English/Russian - general professional reading proficiency
• Certified Anti-Money Laundering Specialist (CAMS) certification

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Contact Details
Jaymour Fiesta