Client Intelligence Unit Analyst – CIU

Location: Denver, Colorado
Posted On: 5/5/2017
Job Code: 2467_CIU_CO
Job Description
Job Description:
• This position is for the Client Intelligence Unit (CIU). The CIU serves as the first line of defense against fraud and AML for the Business. This position is primarily responsible for client fraud reviews focused on first level investigation and loss mitigation activities. In addition, the position will work AML KYC alerts associated with Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) processes.
• The CIU Analyst should have 3-5 years of relevant financial crimes experience within the financial services industry (e.g. fraud, AML, or operational risk). The role will require working closely with Business Units, Risk Management, and Compliance teams to provide high quality services in support of the Enterprise Financial Crimes Program (EFCP).

• Review of potential fraudulent transactions initiated through electronic devices, phone, or mail
• Authentication of clients and verification of suspect transactions
• First level investigation of fraud cases
• Performance of detailed Customer Due Diligence (CDD) reviews
• Performance of detailed Enhanced Due Diligence (EDD) reviews
• Conducting research utilizing available tools, systems, and the internet, consistent with the resolution of cases
• Assessment of client profile data against hits to ensure normal and expected activity
• Documentation in narrative style format in the case management system (managed through both manual and automated processes) and prepare reports to management as required
• Handling of sensitive inbound and outbound calls using interview techniques
• Escalation of unusual activity to the Enterprise AML Unit (EAU)
• Escalating relationship retention or termination decisions, and tracking account closures where applicable
• Promptly escalating critical or reputational risk matters to the CIU Manager
• Maintain accurate records per recordkeeping requirements
• Support special projects and initiatives, as needed
• Performing other duties as assigned

• 3 to 5 years of relevant financial crimes experience within the financial services industry (e.g. fraud, AML, or operational risk)
• BS/BA Degree or equivalent experience is preferred
• Working knowledge of fraud and AML regulatory guidance and industry practices
• Demonstrated ability to interpret data and assess reasonability
• Certified Anti Money Laundering Specialist (CAMS) or Certified Fraud Examiner (CFE) preferred
• Knowledge of various fraud and AML typologies
• Analytical skills with the ability to solve complex problems and execute on solutions
• Fundamental knowledge of forensic software applications and other utilities to collect, process, review and analyze electronic evidence
• Strong interpersonal and relationship skills
• Strong written and verbal communication skills
• Participate and/or manage special projects
• Proficiency with MS Office
• Adaptability to learn new technology
• Flexibility to adapt to changing priorities to meet business needs

To schedule an interview please contact the undersigned
Prakash Sah
Category:Non-IT  code:new
Job Requirements
EDD, CDD, due diligence, investigation or suspicious activities, compliance, AML and Analyst

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Prakash Sah
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