Sr. Associate

Location: New York, New York
Posted On: 9/8/2017
Job Code: Sr. Associate
Job Description
Position Details:
Industry Finance
Work Location New York, NY (10004)
Job Title Sr. Associate
Duration 6 Months

Primary Duties and Responsibilities:
• Process MS only designated sales credits to internal accounts for both lead and co-managed deal
• Obtain the CUSIP number from the S&P industry utility for the transaction
• Submit information to DTCC for issue eligibility
• Communicate deal information to all branches on new deal pricings
• Contact and coordinate information to deal Transfer Agents
• Balance syndicate system vs trading accounts
• Prepare ‘Recaps’ of deal allocations between deal managers and customers
• Communicate daily differences with Controllers on P&L
• Reconcile month end payable, receivable and deal expense balances
• Review of prospectuses for proper syndicate language
• Submit deal information to regulatory bodies in accordance with Regulation M
• Review Security Products file to ensure appropriate prospectus language
• Participate in a formal closing call with the issuer, transfer agent, investment banker, and members of DTC on value date

Experience & Skills Required:
• Candidate should have a general understanding of industry operational processes
• Candidate must have ability to perform multiple tasks and meet deadlines
• Candidate must have good oral and written skills
• Candidate must have knowledge in MS Word/Excel/Access
Category:IT  code:new
Job Requirements
Trading, Excel, Finance, Syndicate

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Contact Details
Alisha Agarwal