Sr. Associate

Location: New York, New York
Posted On: 8/9/2017
Job Code: 4984_NYC
Job Description
• Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with firm risk management practices for the financial services practice
• Develop audit programs, working papers, and internal audit reports
• Assist in preparing risk assessments and annual audit plans for financial services clients
• Work on project teams focused on advisory projects and assist engagement management to successfully complete engagement objectives
• Identify and communicate findings to senior management and client personnel
Additional Responsibilities for Senior Associate:
• Mentor associates, interns, and new hires
• Understanding of firm service offerings and ability to effectively communicate these offerings to associates, interns, and new hires
• One year of experience performing internal or external audits for a consulting or financial services firm
• Bachelor’s degree from an accredited college/university in an appropriate field
• Working knowledge and experience with auditing tools and other software such as IDEA, Audit Control Language, MS Access, MS Word, MS Excel, PowerPoint and Visio
• Working knowledge of business processes and key risks and controls in the investment banking and broker dealer industries including front, middle, and back-office capital markets activities
• Travel may be up to 80-100%
• Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future
Additional Qualifications for Senior Associate:
• Three years of related experience along with leadership experience
• One year of experience in key asset management business processes including portfolio management, trading, settlement, valuation, and other middle and back office operations
• CPA, CIA or CISA preferred
• Knowledge of key financial instruments and derivative products and associated risks and controls; understanding of key regulations that effect the broker dealer and investment banking industries
Category:IT  code:new
Job Requirements
Asset Management,Information Management,Management,MS Access,MS Word,Risk Management,Audit Control Language

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Contact Details
Neha Suthar